Shu, Ming 舒明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2005-02-08 2006-02-03
2 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED Rep Dealing in securities 2006-04-03 2009-07-07
Rep Advising on securities 2006-04-10 2009-07-07
RO Advising on securities 2009-07-07 2013-08-10
RO Dealing in securities 2009-07-07 2013-08-10

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