Liu, Simon Sai Ho 廖世浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2008-05-14 | 2016-11-17 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Asset management | 2016-09-15 | 2016-11-17 |
| 3 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2017-01-11 | 2019-08-14 |
| 4 | St. James's Place (Hong Kong) Limited | Rep | Asset management | 2017-01-11 | 2019-08-14 |
| 5 | St. James's Place (Hong Kong) Limited | RO | Advising on securities | 2019-08-14 | |
| 6 | St. James's Place (Hong Kong) Limited | RO | Asset management | 2019-08-14 | |
| 7 | St. James's Place (Hong Kong) Limited | RO | Dealing in securities | 2020-02-13 |
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