Rawson, Mark Donald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RL360 SERVICES LIMITED | RO | Advising on corporate finance | 2004-11-11 | RO | Advising on securities | 2004-11-11 | RO | Asset management | 2004-11-11 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2009-05-14 | 2012-02-14 | RO | Advising on securities | 2012-02-14 | 2017-10-04 | RO | Dealing in securities | 2012-02-14 | 2017-10-04 | Rep | Advising on securities | 2017-10-04 | 2022-05-04 | Rep | Dealing in securities | 2017-10-04 | 2022-05-04 | Rep | Asset management | 2020-11-23 | 2022-05-04 |
| 3 | Tyche Group Limited | Rep | Advising on securities | 2006-12-15 | 2009-04-27 | Rep | Asset management | 2006-12-15 | 2009-04-27 |
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