Wickham, Oliver Jeremy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Financial (HK) Limited | RO | Advising on securities | 2021-08-03 | RO | Asset management | 2021-08-03 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2008-01-09 | 2015-06-11 | Rep | Dealing in securities | 2012-07-10 | 2015-06-11 | Rep | Dealing in securities | 2019-05-28 | 2020-02-03 | Rep | Advising on securities | 2019-08-06 | 2020-02-03 | RO | Advising on securities | 2020-02-03 | RO | Asset management | 2020-02-03 | RO | Dealing in securities | 2020-02-03 |
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