Lau, Tsz Lung (SFC:AJL083) 劉子龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AM Squared Limited | Rep | Asset management | 2006-12-14 | 2011-12-06 |
| 2 | City Financial Investment Company (Hong Kong) Limited | Rep | Asset management | 2017-06-05 | 2019-03-14 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2004-02-03 | 2006-04-01 |
| 4 | Hectoron Global Capital Management Limited | RO | Advising on securities | 2020-11-02 | 2021-08-13 | RO | Asset management | 2020-11-02 | 2021-08-13 | RO | Dealing in securities | 2020-11-02 | 2021-08-13 |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-02-03 | 2006-04-01 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-24 | 2006-10-21 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-24 | 2006-10-21 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-24 | 2006-10-21 |
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