Chau, Edmond Heung Wing 周向榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in futures contracts | 2010-08-05 | RO | Dealing in futures contracts | 2010-08-05 | 2014-10-04 |
| 2 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in securities | 2012-02-15 | RO | Dealing in securities | 2012-02-15 | 2014-10-04 |
| 3 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-07-05 | 2022-07-06 | RO | Dealing in securities | 2022-07-06 |
| 4 | Telecom King Securities Limited | Rep | Dealing in futures contracts | 2014-10-17 | 2014-11-14 | Rep | Dealing in securities | 2014-10-17 | 2014-11-14 | RO | Dealing in futures contracts | 2014-11-14 | 2017-09-24 | RO | Dealing in securities | 2014-11-14 | 2017-09-24 |
| 5 | Theia Securities Limited | RO | Dealing in securities | 2018-01-02 | 2022-02-22 |
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