Wong, Wai Lam (SFC:AEL134) 王偉霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TIMES SECURITIES LIMITED | RO | Dealing in futures contracts | 2017-10-09 | 2018-10-04 | Rep | Dealing in securities | 2017-11-07 | 2018-10-04 |
| 2 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in futures contracts | 2016-08-28 |
| 3 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in securities | 2016-08-28 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-04-01 | 2024-03-22 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-01 | 2024-03-22 |
| 6 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2019-06-25 | 2020-03-31 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2019-06-25 | 2020-03-31 |
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