Yim, Wilson King Kam 嚴敬錦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-29 | |
| 2 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-12-29 | |
| 3 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-29 | |
| 4 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2003-12-29 | |
| 5 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Asset management | 2003-12-29 | |
| 6 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-07-20 | |
| 7 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-20 | |
| 8 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-07-30 | |
| 9 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-07-30 | 2020-12-24 |
| 10 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-01-03 |
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