Chang, Hsun Fang 張薰方
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2009-02-16 | 2009-11-24 | RO | Advising on securities | 2009-02-16 | 2015-08-03 |
| 2 | CUPOLA CAPITAL LIMITED | RO | Advising on securities | 2018-08-06 | 2020-07-01 | Rep | Asset management | 2018-12-03 | 2018-12-06 | RO | Asset management | 2018-12-06 | 2020-07-01 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-27 | 2007-05-08 | Rep | Dealing in securities | 2006-06-27 | 2007-05-08 | Rep | Leveraged foreign exchange trading | 2006-07-25 | 2007-05-08 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-01-11 | 2016-02-23 | Rep | Dealing in securities | 2016-01-11 | 2016-02-23 | Rep | Asset management | 2016-01-11 | 2016-08-14 | RO | Advising on securities | 2016-02-23 | 2016-08-14 | RO | Dealing in securities | 2016-02-23 | 2016-08-14 |
| 5 | Grit Capital Limited | Rep | Advising on securities | 2021-09-08 | 2021-10-08 | Rep | Asset management | 2021-09-08 | 2021-10-08 | RO | Advising on securities | 2021-10-08 | 2023-07-14 | RO | Asset management | 2021-10-08 | 2023-07-14 |
| 6 | Protocol Asset Management (HK) Limited | Rep | Asset management | 2021-03-19 | 2021-04-24 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2023-11-29 | 2024-04-08 | Rep | Asset management | 2023-11-29 | 2024-04-08 | Rep | Dealing in securities | 2023-11-29 | 2024-04-08 |
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