Hua, Wen 華文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2021-09-28 | 2024-01-24 |
| 2 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2008-12-18 | 2012-03-30 | Rep | Dealing in securities | 2008-12-18 | 2012-03-30 | Rep | Advising on securities | 2011-01-04 | 2012-03-30 |
| 3 | HOULIHAN LOKEY (EUROPE) LIMITED | Rep | Advising on corporate finance | 2008-07-07 | 2009-03-31 | Rep | Dealing in securities | 2008-07-07 | 2009-03-31 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-23 | 2020-07-10 | Rep | Dealing in securities | 2017-02-23 | 2020-07-10 | Rep | Advising on securities | 2018-09-10 | 2021-07-16 | RO | Advising on corporate finance | 2020-07-10 | 2021-07-16 | RO | Dealing in securities | 2020-07-10 | 2021-07-16 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-22 | 2020-07-10 | RO | Dealing in securities | 2020-07-10 | 2021-07-16 |
| 6 | Libertas Capital Asia Limited | Rep | Advising on corporate finance | 2007-09-21 | 2008-04-26 | Rep | Dealing in securities | 2008-04-07 | 2008-04-26 |
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