Xue, Yang (SFC:AWK548) 薛揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2018-10-26 | 2020-08-03 |
2 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2010-12-07 | 2013-07-19 | Rep | Advising on securities | 2010-12-07 | 2013-07-19 | Rep | Dealing in securities | 2010-12-07 | 2013-07-19 |
3 | LIM ADVISORS LIMITED | Rep | Asset management | 2016-09-23 | 2018-08-31 |
4 | LMR Partners Limited | Rep | Asset management | 2021-07-19 | |
5 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2020-11-23 | 2021-07-01 | Rep | Dealing in securities | 2020-11-23 | 2021-07-01 |
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