Shang, Dickson Tat Yan 尚達人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING (CHINA) LIMITED | RO | Advising on corporate finance | 2004-09-10 | RO | Advising on securities | 2004-09-10 | RO | Asset management | 2004-09-10 | RO | Dealing in securities | 2011-11-01 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2011-11-01 | |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2004-09-10 | RO | Asset management | 2004-09-10 | RO | Dealing in futures contracts | 2011-11-01 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-09-10 | RO | Asset management | 2004-09-10 | RO | Dealing in futures contracts | 2011-11-01 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Automated trading services | 2003-09-02 | RO | Advising on corporate finance | 2004-09-10 | RO | Advising on securities | 2004-09-10 | RO | Asset management | 2004-09-10 | RO | Dealing in securities | 2011-11-01 |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-09-10 | RO | Advising on securities | 2004-09-10 | RO | Asset management | 2004-09-10 | RO | Dealing in securities | 2011-11-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy