Wong, Stephen Ying Kwan 王應坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2014-05-22 | 2014-06-20 | Rep | Dealing in futures contracts | 2014-05-22 | 2014-06-20 | RO | Advising on futures contracts | 2014-06-20 | 2015-07-31 | RO | Dealing in futures contracts | 2014-06-20 | 2015-07-31 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2014-05-22 | 2014-06-20 | Rep | Dealing in futures contracts | 2014-05-22 | 2014-06-20 | Rep | Dealing in securities | 2014-05-22 | 2014-06-20 | RO | Advising on securities | 2014-06-20 | 2015-07-31 | RO | Dealing in futures contracts | 2014-06-20 | 2015-07-31 | RO | Dealing in securities | 2014-06-20 | 2015-07-31 |
| 3 | HSBC BROKING (CHINA) LIMITED | RO | Dealing in securities | 2010-05-24 | 2014-04-07 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2010-05-24 | 2014-04-07 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2010-05-24 | 2014-04-07 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-05-24 | 2013-08-19 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2010-05-24 | 2014-04-07 |
| 8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2010-05-24 | 2014-04-07 |
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