Chan, Ho Wai (SFC:ANU067) 陳浩偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2011-05-03 | 2012-08-14 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-05-19 | 2014-08-23 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-05-03 | 2014-08-23 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-03 | 2014-08-23 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-05-03 | 2014-08-23 |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-03 | 2014-08-23 |
| 7 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2006-08-22 | 2011-04-03 | Rep | Dealing in securities | 2007-07-19 | 2011-04-03 |
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