Ho, Yan 何欣

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 HSBC BROKING (CHINA) LIMITED Rep Advising on corporate finance 2004-08-05
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2004-08-05
HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep 2004-08-05
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2004-08-05
HSBC BROKING FUTURES (HONG KONG) LIMITED Rep 2004-08-05
3 HSBC BROKING (CHINA) LIMITED Rep Advising on securities 2004-08-05
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2004-08-05
HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep 2004-08-05
HANG SENG INVESTMENT MANAGEMENT LIMITED Rep 2020-12-03
4 HSBC BROKING (CHINA) LIMITED Rep Asset management 2004-08-05
HSBC BROKING FUTURES (ASIA) LIMITED Rep 2004-08-05
HSBC BROKING FUTURES (HONG KONG) LIMITED Rep 2004-08-05
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2004-08-05
HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep 2004-08-05
HANG SENG INVESTMENT MANAGEMENT LIMITED Rep 2020-12-03
5 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Automated trading services 2003-09-02
6 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2017-11-17
HSBC BROKING FUTURES (HONG KONG) LIMITED Rep 2017-12-04
HSBC BROKING FUTURES (ASIA) LIMITED RO 2017-11-17 2020-08-25
7 HSBC BROKING (CHINA) LIMITED Rep Dealing in securities 2012-08-14
HSBC BROKING SECURITIES (ASIA) LIMITED Rep 2017-11-17
HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep 2017-11-17
HSBC BROKING SECURITIES (ASIA) LIMITED RO 2017-11-17 2020-08-25
HSBC BROKING SECURITIES (HONG KONG) LIMITED RO 2017-11-17 2020-08-25
HANG SENG INVESTMENT MANAGEMENT LIMITED Rep 2020-12-03
8 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2015-05-14 2019-09-18
HSBC BROKING FOREX (ASIA) LIMITED RO 2019-09-18 2020-08-25

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top