Ho, Yan 何欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | |
| 2 | HSBC BROKING (CHINA) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
| 3 | HSBC BROKING (CHINA) LIMITED | Rep | Advising on securities | 2004-08-05 | |
| 4 | HSBC BROKING (CHINA) LIMITED | Rep | Asset management | 2004-08-05 | |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-08-05 | |
| 7 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | |
| 8 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-08-05 | |
| 9 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
| 10 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-08-05 | |
| 11 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-08-05 | |
| 12 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
| 13 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-08-05 | |
| 14 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-08-05 | |
| 15 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2012-08-14 | |
| 16 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-11-17 | |
| 17 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-11-17 | |
| 18 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-17 | |
| 19 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-12-04 | |
| 20 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-14 | 2019-09-18 |
| 21 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2017-11-17 | 2020-08-25 |
| 22 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2017-11-17 | 2020-08-25 |
| 23 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2017-11-17 | 2020-08-25 |
| 24 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2019-09-18 | 2020-08-25 |
| 25 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2020-12-03 | |
| 26 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2020-12-03 | |
| 27 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2020-12-03 |
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