Ho, Yan 何欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING (CHINA) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
3 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | |
5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | |
6 | HSBC BROKING (CHINA) LIMITED | Rep | Advising on securities | 2004-08-05 | |
7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-08-05 | |
8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-08-05 | |
9 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2020-12-03 | |
10 | HSBC BROKING (CHINA) LIMITED | Rep | Asset management | 2004-08-05 | |
11 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-08-05 | |
12 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-08-05 | |
13 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-08-05 | |
14 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-08-05 | |
15 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2020-12-03 | |
16 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | |
17 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-11-17 | |
18 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-12-04 | |
19 | HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2012-08-14 | |
20 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2017-11-17 | |
21 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-17 | |
22 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2020-12-03 | |
23 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-14 | 2019-09-18 |
24 | HSBC BROKING FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2017-11-17 | 2020-08-25 |
25 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2017-11-17 | 2020-08-25 |
26 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2017-11-17 | 2020-08-25 |
27 | HSBC BROKING FOREX (ASIA) LIMITED | RO | Leveraged foreign exchange trading | 2019-09-18 | 2020-08-25 |
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