Pun, Lai Chi 潘勵智

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING (CHINA) LIMITED Rep Advising on corporate finance 2004-09-10
Rep Advising on securities 2004-09-10
Rep Asset management 2004-09-10
Rep Dealing in securities 2012-08-14
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts
Rep Advising on futures contracts 2004-09-10
Rep Asset management 2004-09-10
3 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-09-10
Rep Asset management 2004-09-10
Rep Dealing in futures contracts 2017-12-04
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities
Rep Automated trading services 2003-09-02
Rep Advising on corporate finance 2004-09-10
Rep Advising on securities 2004-09-10
Rep Asset management 2004-09-10
5 HSBC BROKING SECURITIES (HONG KONG) LIMITED Rep Dealing in securities
Rep Advising on corporate finance 2004-09-10
Rep Advising on securities 2004-09-10
Rep Asset management 2004-09-10

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