Chan, Christina Simin 陳關思敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2016-02-24 2017-06-25
2 FIRST SHANGHAI FUTURES LIMITED Rep Dealing in futures contracts 2015-07-16 2016-01-03
3 FIRST SHANGHAI SECURITIES LIMITED Rep Dealing in securities 2015-07-16 2016-01-03
4 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2008-04-23 2015-07-05
5 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-04-14 2015-07-05
6 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-04-14 2015-07-05

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