Chan, Micheal Hiu Ming 陳曉銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | Rep | Dealing in securities | 2014-07-25 | 2018-05-08 |
| 2 | BTL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on futures contracts | 2020-10-27 | Rep | Dealing in futures contracts | 2020-10-27 | Rep | Advising on securities | 2020-10-27 | 2021-05-21 | Rep | Asset management | 2020-10-27 | 2021-05-21 | Rep | Dealing in securities | 2020-10-27 | 2021-05-21 | RO | Advising on securities | 2021-05-21 | RO | Asset management | 2021-05-21 | RO | Dealing in securities | 2021-05-21 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-01-22 | 2012-05-24 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-22 | 2012-05-24 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-22 | 2012-05-24 |
| 6 | MFG Limited (HK) | Rep | Dealing in securities | 2018-05-11 | 2020-05-31 | Rep | Advising on futures contracts | 2018-10-04 | 2020-05-31 | Rep | Advising on securities | 2018-10-04 | 2020-05-31 | Rep | Asset management | 2018-10-04 | 2020-05-31 | Rep | Dealing in futures contracts | 2018-10-04 | 2020-05-31 |
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