Chan, Nelson (SFC:AMG999) 陳乃成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-01-06 | 2014-11-26 | Rep | Dealing in futures contracts | 2014-01-06 | 2022-01-11 | Rep | Dealing in securities | 2014-01-06 | 2022-01-11 | Rep | Advising on securities | 2021-03-04 | 2022-01-11 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2013-12-02 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-11-03 | 2013-12-02 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-03 | 2013-01-22 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-11-03 | 2013-12-02 |
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