Cheung, Wai Yin (SFC:ASE682) 張偉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2009-06-05 | 2021-05-25 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-01-30 | 2021-05-25 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-01-30 | 2021-05-25 | Rep | Advising on securities | 2015-03-12 | 2021-05-25 |
| 4 | Posley Asset Management Limited | RO | Advising on securities | 2023-09-13 | RO | Asset management | 2023-09-13 |
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