Ho, Sammy Kin Wan 何建寰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-12-23 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | Rep | Asset management | 2004-09-10 | Rep | Dealing in futures contracts | 2013-12-23 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | RO | Automated trading services | 2003-09-02 | RO | Advising on corporate finance | 2004-09-10 | RO | Advising on securities | 2004-09-10 | RO | Asset management | 2004-09-10 | RO | Dealing in securities | 2005-07-21 | Rep | Dealing in securities | 2005-07-21 | 2013-12-23 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-29 | 2020-07-31 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-29 | 2020-07-31 |
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