Ho, Edmund Tak Yiu 何德耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dynasty Alliance Investment Management Limited | Rep | Asset management | 2017-01-11 | 2017-03-10 | RO | Asset management | 2017-03-10 | RO | Advising on securities | 2019-02-20 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-12 | 2013-12-17 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-01-12 | 2013-12-17 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-01-12 | 2013-12-17 |
| 5 | Innovest Securities Investment Limited | RO | Dealing in securities | 2019-05-14 | 2022-07-01 |
| 6 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-06-19 | 2016-08-31 |
| 7 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2014-01-09 | 2016-08-31 | Rep | Dealing in securities | 2014-01-09 | 2016-08-31 |
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