Keung, Yu 姜宇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-11-01 2013-01-22
2 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2006-11-01 2013-03-20
3 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2006-11-01 2013-03-20
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2006-11-01 2013-03-20
5 China Galaxy International Futures (Hong Kong) Co., Limited Rep Dealing in futures contracts 2013-04-02 2013-12-03
6 China Galaxy International Securities (Hong Kong) Co., Limited Rep Dealing in securities 2013-04-02 2013-12-03
7 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2014-01-03 2017-07-07
8 BOCI SECURITIES LIMITED Rep Dealing in securities 2014-01-03 2017-07-07
9 BOCI SECURITIES LIMITED Rep Leveraged foreign exchange trading 2014-01-27 2014-11-21

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