Law, Ying Chung 羅應中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Dealing in securities | 2015-11-24 | 2017-03-21 | RO | Dealing in securities | 2017-03-21 | 2017-08-30 | Rep | Advising on securities | 2017-05-17 | 2017-08-30 |
| 2 | DAH SING SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-20 | 2015-11-14 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-03-02 | 2013-12-20 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-01-18 | 2013-12-20 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-11-28 | 2013-12-20 |
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