Lee, Chi Ho (SFC:AQJ262) 李子豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-01-07 | 2014-06-14 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-01-07 | 2014-06-14 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2018-05-28 | 2019-08-26 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-28 | 2012-09-01 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2012-09-01 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2012-09-01 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2012-09-01 |
| 8 | MLB Asset Management Limited | Rep | Advising on securities | 2019-10-25 | |
| 9 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2015-05-22 | 2018-05-12 | Rep | Dealing in securities | 2017-04-06 | 2018-05-12 |
| 10 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-06-26 | 2015-03-12 |
| 11 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-26 | 2015-03-12 |
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