Lin, Chi Kwan 連子鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-04-24 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-10-04 | |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-04 | 2013-01-22 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-09-17 | Rep | Advising on securities | 2015-03-24 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-17 | 2013-01-22 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-03-07 | 2007-07-25 |
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