Lo, Chun Pong (SFC:APZ676) 盧俊邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-05-24 | 2024-02-28 | Rep | Dealing in securities | 2018-05-24 | 2024-02-28 | Rep | Advising on futures contracts | 2023-04-04 | 2024-02-28 | Rep | Dealing in futures contracts | 2023-04-04 | 2024-02-28 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-04-23 | 2017-09-06 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-11-15 | 2017-09-06 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-05 | 2013-08-19 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-11-15 | 2017-09-06 | Rep | Advising on securities | 2015-04-02 | 2017-09-06 |
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