Lo, Johnston 勞樹棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-01-14 | 2014-11-27 | Rep | Dealing in futures contracts | 2014-01-14 | 2022-07-14 | Rep | Dealing in securities | 2014-01-14 | 2022-07-14 | Rep | Advising on securities | 2021-02-08 | 2022-07-14 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-12-13 | 2013-12-05 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2013-12-05 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2013-01-22 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-08-07 | 2013-12-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy