Luk, Julian Tsun Kiu 陸峻翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-02-18 | 2012-01-20 | Rep | Leveraged foreign exchange trading | 2014-10-15 | 2018-11-30 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | 2012-01-20 | Rep | Dealing in futures contracts | 2014-10-15 | 2018-11-30 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | 2012-01-20 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-11-27 | 2012-01-20 | Rep | Dealing in securities | 2014-10-15 | 2018-11-30 | Rep | Advising on securities | 2015-03-12 | 2018-11-30 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-12-13 | 2019-10-11 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-13 | 2019-10-11 |
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