Ng, Evan Kwun Wa 吳冠樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARTWELL CAPITAL LIMITED (HK) | Rep | Advising on securities | 2013-02-20 | 2019-11-19 | Rep | Asset management | 2013-02-20 | 2019-11-19 | RO | Advising on securities | 2019-11-19 | RO | Asset management | 2019-11-19 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-26 | 2013-02-08 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-10-26 | 2013-02-08 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-10-26 | 2013-01-22 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-10-26 | 2013-02-08 |
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