Pang, Cho Kam 彭佐鑑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-12-13 | 2012-11-15 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-07-27 | 2012-11-15 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-26 | 2012-11-15 |
| 4 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-11-26 | 2015-12-18 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-11-26 | 2015-12-18 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2016-01-08 | |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2016-01-08 | |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-09-23 | 2006-03-06 | Rep | Dealing in securities | 2006-03-09 | 2006-07-08 |
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