Tong, Tsun Yat 唐俊逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2011-07-28 | 2015-06-11 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-07-28 | 2015-06-11 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-07-28 | 2015-06-11 | Rep | Advising on securities | 2015-03-24 | 2015-06-11 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-28 | 2010-07-03 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-28 | 2010-07-03 |
| 6 | Venture Smart Asia Limited | Rep | Advising on securities | 2018-05-15 | 2022-08-31 | Rep | Dealing in securities | 2018-05-15 | 2022-08-31 | Rep | Asset management | 2019-01-28 | 2022-08-31 |
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