Tsui, Chun Nang 徐駿能
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-02-06 | 2014-02-26 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-02-06 | 2014-02-26 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-05-31 | 2013-01-17 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-04-10 | 2013-01-17 |
| 5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-10 | 2013-01-17 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-04-10 | 2013-01-17 |
| 7 | MLB Asset Management Limited | Rep | Asset management | 2015-11-06 | 2018-08-09 | RO | Advising on securities | 2016-09-23 | RO | Asset management | 2018-08-09 |
| 8 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-11-20 | 2015-07-22 |
| 9 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-15 | 2014-12-18 | Rep | Dealing in futures contracts | 2014-11-20 | 2014-12-18 | RO | Dealing in futures contracts | 2014-12-18 | 2015-07-22 | RO | Dealing in securities | 2014-12-18 | 2015-07-22 |
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