Wong, Hang Kong 王恆江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-24 | 2012-09-01 |
2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2012-09-01 |
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2012-09-01 |
4 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2015-01-26 | 2016-07-05 | RO | Asset management | 2016-07-05 |
5 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2012-11-15 | 2017-01-18 | Rep | Dealing in securities | 2012-11-15 | 2017-01-18 | RO | Dealing in futures contracts | 2017-01-18 | RO | Dealing in securities | 2017-01-18 | RO | Advising on futures contracts | 2019-04-25 | RO | Advising on securities | 2019-04-25 |
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