Wong, Hang Kong 王恆江

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2008-07-24 2012-09-01
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-06-23 2012-09-01
3 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-06-23 2012-09-01
4 TOPAZ CAPITAL MANAGEMENT LIMITED Rep Asset management 2015-01-26 2016-07-05
RO Asset management 2016-07-05
5 Topaz Financial Group Limited Rep Dealing in futures contracts 2012-11-15 2017-01-18
Rep Dealing in securities 2012-11-15 2017-01-18
RO Dealing in futures contracts 2017-01-18
RO Dealing in securities 2017-01-18
RO Advising on futures contracts 2019-04-25
RO Advising on securities 2019-04-25

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