Yu, Kwok Fai (SFC:AMV097) 余國輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2006-02-08 2022-06-03
2 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-12-15 2022-06-03
3 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-12-15 2013-01-22
4 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2005-12-15 2022-06-03
Rep Advising on securities 2015-03-24 2022-06-03

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