Ling, Sau Fung 凌秀峰

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Dealing in futures contracts 2015-09-11
Rep Dealing in securities 2015-09-11
Rep Advising on securities 2020-12-17
2 GET NICE FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2005-06-21 2006-02-10
3 GET NICE SECURITIES LIMITED Rep Dealing in securities 2005-06-21 2006-02-10
4 HSBC BROKING FOREX (ASIA) LIMITED Rep Leveraged foreign exchange trading 2006-07-31 2007-08-04
Rep Leveraged foreign exchange trading 2012-02-13 2015-08-26
5 HSBC BROKING FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2006-03-28 2007-08-04
Rep Dealing in futures contracts 2011-09-15 2015-08-26
6 HSBC BROKING FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-03-28 2007-08-04
7 HSBC BROKING SECURITIES (ASIA) LIMITED Rep Dealing in securities 2006-03-28 2007-08-04
Rep Dealing in securities 2011-09-15 2015-08-26
Rep Advising on securities 2015-03-24 2015-08-26

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