Ling, Sau Fung 凌秀峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-09-11 | |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-11 | |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2020-12-17 | |
| 4 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-06-21 | 2006-02-10 |
| 5 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-21 | 2006-02-10 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-03-28 | 2007-08-04 |
| 7 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-03-28 | 2007-08-04 |
| 8 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-03-28 | 2007-08-04 |
| 9 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-31 | 2007-08-04 |
| 10 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2015-08-26 |
| 11 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-09-15 | 2015-08-26 |
| 12 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2012-02-13 | 2015-08-26 |
| 13 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-24 | 2015-08-26 |
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