Bachtiar, Roestam Effendi Bin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-01 | 2016-04-26 | RO | Dealing in futures contracts | 2016-04-26 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2010-01-21 | 2012-03-23 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-03-16 | |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-05-25 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2007-02-16 | 2009-05-25 | Rep | Dealing in futures contracts | 2007-02-16 | 2009-05-25 | Rep | Dealing in securities | 2007-02-16 | 2009-05-25 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-05-25 | Rep | Dealing in securities | 2008-10-15 | 2009-05-25 |
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