Bachtiar, Roestam Effendi Bin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Newedge Broker Limited | Rep | Automated trading services | 2007-02-16 | 2009-05-25 |
2 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2007-02-16 | 2009-05-25 |
3 | Newedge Broker Limited | Rep | Dealing in securities | 2007-02-16 | 2009-05-25 |
4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-05-25 |
5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2009-05-25 |
6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2008-10-15 | 2009-05-25 |
7 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2010-01-21 | 2012-03-23 |
8 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-01 | 2016-04-26 |
9 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-04-26 | |
10 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-03-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy