Fyfe, William James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-24 | 2011-09-24 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2009-08-24 | 2011-09-24 |
| 3 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-20 | 2012-03-20 | RO | Dealing in futures contracts | 2012-03-20 | 2012-11-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-03-06 | 2012-06-08 | RO | Dealing in securities | 2012-06-08 | 2015-08-31 | RO | Dealing in futures contracts | 2012-10-03 | 2015-08-31 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-04-22 |
| 6 | Newedge Broker Limited | RO | Dealing in futures contracts | 2003-04-04 | RO | Automated trading services | 2004-01-16 | RO | Dealing in securities | 2004-01-16 | Rep | Automated trading services | 2006-09-06 | 2009-04-22 | Rep | Dealing in futures contracts | 2006-09-06 | 2009-04-22 | Rep | Dealing in securities | 2006-09-06 | 2009-04-22 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-04-22 | Rep | Dealing in securities | 2008-10-13 | 2009-04-22 |
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