Shen, Chengjie 沈承杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | Rep | Advising on securities | 2021-09-15 | 2021-09-21 | Rep | Asset management | 2021-09-15 | 2021-09-21 | Rep | Dealing in securities | 2021-09-15 | 2021-09-21 | RO | Advising on securities | 2021-09-21 | 2023-02-28 | RO | Asset management | 2021-09-21 | 2023-02-28 | RO | Dealing in securities | 2021-09-21 | 2023-02-28 |
| 2 | China Orient International Asset Management Limited | Rep | Advising on securities | 2014-09-12 | 2016-08-05 | Rep | Asset management | 2014-09-12 | 2016-08-05 |
| 3 | CHINA ZHONG HENG FINANCE GROUP LIMITED | Rep | Advising on securities | 2018-01-05 | 2019-05-10 | Rep | Asset management | 2018-01-05 | 2019-05-10 |
| 4 | Chiyu Asset Management Limited | Rep | Asset management | 2019-06-13 | 2019-07-08 | RO | Asset management | 2019-07-08 | 2020-07-31 |
| 5 | Chiyu International Capital Limited | Rep | Advising on securities | 2019-09-18 | 2020-08-01 | Rep | Dealing in securities | 2019-09-18 | 2020-08-01 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-11 | 2011-11-21 |
| 7 | HZ CAPITAL LIMITED (HK) | Rep | Advising on futures contracts | 2016-09-23 | 2017-01-18 | Rep | Advising on securities | 2016-09-23 | 2017-01-18 | Rep | Asset management | 2016-09-23 | 2017-01-18 | RO | Advising on futures contracts | 2017-01-18 | 2017-12-31 | RO | Advising on securities | 2017-01-18 | 2017-12-31 | RO | Asset management | 2017-01-18 | 2017-12-31 |
| 8 | Tang Wealth International Limited | RO | Advising on securities | 2023-06-26 | RO | Asset management | 2023-06-26 | RO | Dealing in securities | 2023-06-26 |
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