Mak, Kwok Sing (SFC:AEE107) 麥國星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | ||
2 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | ||
3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | |
4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-08-05 | |
6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-08-05 | |
7 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-08-05 | |
8 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-08-05 | |
9 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-08-05 |
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