Faure, Emmanuel Dominique Martial G.
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2009-09-30 | 2011-09-27 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2009-05-27 | 2009-09-30 | Rep | Dealing in futures contracts | 2009-05-27 | 2009-09-30 | RO | Advising on futures contracts | 2009-09-30 | 2011-09-27 | RO | Dealing in futures contracts | 2009-09-30 | 2011-09-27 |
| 3 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-06 | 2012-03-14 | RO | Dealing in futures contracts | 2012-03-14 | 2012-11-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-03-09 | 2012-06-14 | RO | Dealing in securities | 2012-06-14 | 2015-08-31 | RO | Dealing in futures contracts | 2012-10-03 | 2015-08-31 |
| 5 | Market Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2020-08-07 | RO | Dealing in securities | 2020-08-07 |
| 6 | Newedge Broker Limited | RO | Advising on futures contracts | 2003-05-14 | RO | Asset management | 2003-05-14 | RO | Automated trading services | 2008-07-16 | RO | Dealing in futures contracts | 2008-07-16 | RO | Dealing in securities | 2003-05-14 | 2008-07-16 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-18 | 2008-09-30 | Rep | Dealing in securities | 2008-09-18 | 2008-09-30 |
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