Chan, Ivan Man Hung 陳文洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-09-14 | Rep | Dealing in securities | 2018-09-14 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2013-08-17 | 2014-08-20 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2011-12-05 | 2012-03-09 |
| 4 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2010-05-17 | 2011-12-05 | RO | Advising on futures contracts | 2011-12-05 | 2012-03-23 | RO | Dealing in futures contracts | 2011-12-05 | 2012-03-23 |
| 5 | Lion Global Financial Limited | Rep | Advising on securities | 2018-08-27 | 2018-09-02 | Rep | Asset management | 2018-08-27 | 2018-09-02 | Rep | Dealing in securities | 2018-08-27 | 2018-09-02 |
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