Lai, Yat Hoi 黎逸凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | 2005-07-07 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-06-24 | 2005-07-07 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2015-04-15 | 2018-05-29 | Rep | Dealing in futures contracts | 2015-04-15 | 2018-05-29 |
| 4 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2010-02-01 | 2012-03-23 |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2009-06-22 | Rep | Dealing in futures contracts | 2014-07-03 | 2014-10-16 |
| 6 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-10-09 | Rep | Asset management | 2003-10-09 | Rep | Automated trading services | 2004-06-24 | Rep | Dealing in futures contracts | 2004-06-24 | Rep | Dealing in securities | 2004-06-24 | Rep | Automated trading services | 2005-07-26 | 2009-06-22 | Rep | Dealing in futures contracts | 2005-07-26 | 2009-06-22 | Rep | Dealing in securities | 2005-07-26 | 2009-06-22 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-06-22 | Rep | Dealing in securities | 2008-10-13 | 2009-06-22 | Rep | Dealing in futures contracts | 2014-07-03 | 2014-10-16 | Rep | Dealing in securities | 2014-07-03 | 2014-10-16 |
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