Lin, Shuk Yee 練淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2010-03-22 | 2012-03-23 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2014-03-06 | 2014-04-17 | Rep | Dealing in securities | 2014-03-06 | 2014-04-17 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-13 | 2014-03-01 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-02-27 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2007-06-27 | 2009-07-31 | Rep | Dealing in futures contracts | 2007-06-27 | 2009-07-31 | Rep | Dealing in securities | 2007-06-27 | 2009-07-31 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-02-27 | Rep | Dealing in securities | 2008-10-13 | 2010-02-27 |
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