Shaw, Anthony John (1973-02-06)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2013-08-19 | 2022-08-31 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-06-06 | 2003-08-29 | Rep | Asset management | 2003-06-06 | 2003-08-29 | Rep | Dealing in futures contracts | 2003-06-06 | 2012-03-23 | Rep | Advising on futures contracts | 2007-08-13 | 2012-03-23 |
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