Tam, Ping Sum 譚炳森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Asset management | 2004-02-19 | Rep | Advising on futures contracts | 2005-04-11 | Rep | Dealing in futures contracts | 2005-11-01 |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-03-06 | 2014-05-31 |
| 3 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2006-04-28 | 2012-03-23 | Rep | Advising on futures contracts | 2007-08-13 | 2012-03-23 |
| 4 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2005-11-07 | 2006-04-10 | Rep | Automated trading services | 2005-11-09 | 2006-04-10 |
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